Financial Services Commission

Results: 6048



#Item
381Business / Chartered Secretaries Australia / Regulatory compliance / Australian Financial Services License / Australian Securities and Investments Commission / Collective investment scheme / Corporate governance / Financial economics / Investment

30 SeptemberMr John Kluver Executive Director Corporations and Markets Advisory Committee GPO Box 3967

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Source URL: www.governanceinstitute.com.au

Language: English - Date: 2011-09-29 21:13:24
38276th United States Congress / Financial services / Investment Advisers Act / Financial adviser / Investment Advisor / U.S. Securities and Exchange Commission / Investment Company Act / Hedge fund / Credit rating agency / Financial economics / Finance / Investment

Regulation of Investment Advisers by the U.S. Securities and Exchange Commission

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Source URL: www.stroock.com

Language: English - Date: 2015-04-13 14:50:47
383Finance / Business / Financial adviser / Collective investment scheme / Life insurance / PS146 / Sandler Review / Financial economics / Investment / Financial services

Financial Supervision Commission An explanatory guide about financial advice What is financial advice? Financial advice generally covers 3 main areas –  

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Source URL: www.gov.im

Language: English
384Investment / Pension / Personal finance / Finance / Economics / Business / Employment compensation / Financial services / Pensions in the United Kingdom

NATIONAL PENSION COMMISSION Plot 174 Adetokunbo Ademola Crescent, Wuse II P.M.B.5170 Wuse II, Abuja, Nigeria Tel: + GENERAL NOTICE ON PROVISIONS OF THE PUBLIC PROCUREMENT

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Source URL: www.pencom.gov.ng

Language: English - Date: 2013-11-05 05:16:47
385Private law / Law / Australian corporations law / Management / Business law / Corporate Law Economic Reform Program Act / Australian Securities and Investments Commission / Chartered Secretaries Australia / Board of directors / Corporate governance / Business / Corporations law

19 MayThe Hon Chris Pearce MP Parliamentary Secretary to the Treasurer Corporate and Financial Services Regulation Review Corporations and Financial Services Division

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Source URL: www.governanceinstitute.com.au

Language: English - Date: 2006-05-19 00:09:34
386Financial services / Collective investment schemes / Private equity / Investment Advisers Act / Investment Advisor / Financial adviser / Venture capital / U.S. Securities and Exchange Commission / Management fee / Financial economics / Investment / Finance

Division of Trading and Markets No-Action Letter: FundersClub Inc. and FundersClub Management LLC

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Source URL: www.sec.gov

Language: English - Date: 2013-03-27 11:18:51
387Business / Economy of Australia / Corporate Law Economic Reform Program Act / Corporations Act / Chartered Secretaries Australia / Australian Securities and Investments Commission / Australian Securities Exchange / Company secretary / Whistleblower / Corporate governance / Australian corporations law / Law

10 NovemberMr M Rawstron General Manager Corporations & Financial Services Division The Treasury

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Source URL: www.governanceinstitute.com.au

Language: English - Date: 2005-10-12 00:17:12
388Healthcare in India / Pension / Pay Commission / Dearness allowance / Employment compensation / Financial services / Central Government Health Scheme

SCGHS (P) Government of India, Ministry of Health & Family Welfare *** Nirman Bhawan, New Delhi

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Source URL: msotransparent.nic.in

Language: English - Date: 2011-06-27 05:10:48
389Financial services / Institutional investors / 76th United States Congress / Hedge fund / Investment Advisor / Financial adviser / Investment Company Act / U.S. Securities and Exchange Commission / Mutual fund / Financial economics / Investment / Finance

Schwab Institutional | OctoberOngoing Compliance Updates for Investment Advisers Compliance Review SEC Proposes Investment Adviser Registration

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Source URL: sflaw.com

Language: English - Date: 2008-12-23 10:03:00
390Government of Poland / Financial economics / Financial regulation / Bank / Cooperative banking / Securities Commission / Financial services / Security / Central bank / Stock market / Economy of Poland / Financial Supervision Authority

PDF Document

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Source URL: www.finanssivalvonta.fi

Language: English - Date: 2009-04-01 05:19:45
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